Dealing

Execution Only

This is our “dealing only” service.

We require only limited information about your circumstances, as we will merely carry out the transaction as instructed by you. We will not give recommendations or specific advice, nor will we advise whether a particular stock is suitable for your own circumstances - although we may give general comments to assist you in your decision to place an order. You will accept full responsibility for ensuring that the transaction is suitable for your own purposes.

Advisory

This service is designed for those who wish to maintain control of their investment decisions but would like the option of consulting a professional advisor from time-to-time. Advisory clients will be responsible for monitoring their own portfolio. Under this service we do not have a continuing obligation to monitor your portfolio and will only review it when requested to do so. It is your responsibility to ensure that we are fully aware of your investment objectives and any changes in your financial situation.

Any advice we give will be suitable for you at the time, but we will not be responsible for contacting you thereafter even if our opinions or market circumstances change.

We will need to ensure that our recommendations are suitable so will require details of your financial situation. Any deals conducted without, or contrary to, our advice, will be recorded as ‘execution only’ and we will not be responsible for the suitability of such transactions.